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    Archive for November 22nd, 2019

    You are here: Home / 2019 / November / 22
    image of calendar with 9 December pinned

    SMCR Extension on 9th December: What You Should Do To Prepare Your Business

    22nd November 2019 by

    The Senior Managers and Certification Regime (SMCR) was first introduced in the banking sector in March 2016 with the aim of creating greater individual accountability of those working within financial institutions. The FCA hoped to strengthen the integrity of the financial services and increase protection for consumers in the wake of the scandals of previous years. Continue reading →

    22nd November 2019 0 Comments Employment law blog posts, Insights
    man pointing to a hexagon containing the word regulation, other hexagons also appear featuring the words law, compliance, standards, rules and procedure

    How to Prepare for SMCR- A Guide for Solo-Regulated Firms Ahead of 9th December 2019

    22nd November 2019 by

    The Senior Managers and Certification Regime (SMCR) was first introduced in the banking sector in March 2016 with the aim of creating greater individual accountability of those working within financial institutions. The FCA hoped to strengthen the integrity of the financial services and increase protection for consumers in the wake of the scandals of previous years.

    From 9th December 2019, the regulations are to be extended to all FCA solo-regulated firms, meaning a further 50,000 businesses will be covered.

    This article looks at the impact the regulations will have and how such firms can prepare ahead of the looming December deadline. Continue reading →

    22nd November 2019 0 Comments Corporate services blog posts, Employment law blog posts, Insights